Monday, 27 February 2017

Rethinking Capital Mobility, Re-Regulating Financial Markets; Watson (1999)

Poppy Harris

Watson’s paper aims to offer a challenge to the economic orthodoxy of the view of capital as a ‘hyper-mobile’ entity as a result of globalisation or, in others words, rejecting the ‘logic of no alternative’ purported by the classical neo-liberal dogma that has permeated global economies since the fall of Bretton Woods.
The West has tailored a view of capitalism whereby if the market cannot (or, indeed, is not ‘allowed to’) reach a global equilibrium, capital will naturally relocate to newly emerging lower-cost economies, since capital is inherently instinctive towards maximising profit and will move to do so. This has led to the view that states are unable to regulate their own economic spaces, or impose their own “distinct national identity upon capital” since capitalism transcends borders. Moreover, upon this orthodox view of global state interrelations and global capital movements, states are considered to not have the capacity act autonomously in regard to domestic economic policy. The logic of this argument suggests that economies are exporting capital at the expense of domestic capital and consumption.
To what extent is this the case? It appeared at the time of writing (1999) that domestic consumption was satisfied by domestic capital. Furthermore, Watson used the example that investors were holding stocks in their home country stock-markets with US at 94% of home-country investment and UK at 82% suggesting that capital is not as mobile as the spatial theory suggests. Of course, this needs re-visiting in light of when the article was written and the huge leaps that globalisation has made since 1999.  
Therefore, rather than explaining capital shortage in the West with these ‘logic of globalisation’ arguments, Watson suggests that it is instead the result of the neoliberal regime “providing a range of incentives for rationally-acting, profit-seeking capital investors to concentrate an ever-larger proportion of their investment in financial assets”. Capital has not relocated as is often understood; investment in production has been scuppered due to the widening gap between finance and the real-world economy, contra to the original aim of the financial industry to exist to regulate these differences. This has resulted in large capacity gaps in many Western economies (the difference between the actual output of an economy and its potential output).
How has this happened? Watson appears to argue that political economy has been too preoccupied with the spatial mobility of capital at the expense of its functional mobility. It is these two distinctions he continuously refers to in support of his argument. Spatial arguments maintain that capital will move across nations, transcending borders in search for the optimal maximisation of profit. A functional understanding, by contrast, should be understood as the impediment of investment flows into production, standing in contrast to a free-flowing understanding of capital. Viewing capital through the lens of spatiality presupposes that at some point it will always “touch down” in distance places. Looked at through functional mobility, we are forced to assume that finance capital does not touch down at all. A lack of this understanding can, and has, have serious implications for policy-makers.
Watson uses the example of derivative markets to defunct the spatial model of capital movement. The very existence of derivative markets, he suggests, are an example of the limitations of this argument. The spatial argument is based upon an understanding of capital’s ability to assess all available market options, placing itself where it will earn the highest premium. Taken to its logical conclusion, this would impact “upon domestic money supplies in such a way so as to eliminate the interest rate differentials which triggered the [movement] in the first place”. With such an understanding, we are forced to believe that domestic interest rates will be ‘policed’ by “speculative activity towards an international average”. However, he points out that derivatives markets exist in the first place because this international convergence failed to materialise. Uncertainty needs to exist to some degree for these sorts of markets to be viable.

Since the fall of Bretton Woods, interest rates have increased due to a loosening of capital control. A growing desire for liquidity meant that capital costs increased as a result, which affected small to medium-sized firms the most. Moreover, financial transactions were mobile in terms of geographical location (crucially also meaning they were outside the control of governments), which led to lowered transaction costs and thus the financial flow appeared to grow, whilst not being passed into the hands of production. For a shift to changing incentives from holding capital as money to holding capital as productive assets, new regulations of the market regime need to emerge in the form of a new set of interventions. This, he argues, will have the effect of “ending the notion of competitive austerity”. As it stands, governments attempt to market their workforces cheaply due to the supposed alternative being capital will leave for far-flung cheaper lands. These short-cuts in regards to labour and production costs have resulted in a relative fall in wages for the average worker. Only in regulating the flows between finance and production capital can the difference between the financial sector at large and the real-world economy begin to be stabilised.

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